-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MeGPBrmqlA/dBXm5vBxedxtHWvE1tQYnTWiGUwC4u1LJcJspGkpHsrldFdP8fv0H V9OyGSiEEvZGYHMMrF5+9w== 0000950123-04-006582.txt : 20040519 0000950123-04-006582.hdr.sgml : 20040519 20040519165058 ACCESSION NUMBER: 0000950123-04-006582 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040519 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TITAN CORP CENTRAL INDEX KEY: 0000032258 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 952588754 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-19481 FILM NUMBER: 04819151 BUSINESS ADDRESS: STREET 1: 3033 SCIENCE PARK RD CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 8585529500 MAIL ADDRESS: STREET 1: 3033 SCIENCE PARK RD CITY: SAN DIEGO STATE: CA ZIP: 92121 FORMER COMPANY: FORMER CONFORMED NAME: ELECTRONIC MEMORIES & MAGNETICS CORP DATE OF NAME CHANGE: 19850610 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: UBS AG CENTRAL INDEX KEY: 0001114446 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: BAHNHOFSTRASSE 45 STREET 2: P O BOX CH 8098 CITY: ZURICH STATE: V8 ZIP: - BUSINESS PHONE: 41-1-234-4100 MAIL ADDRESS: STREET 1: BAHNHOFSTRASSE 45 STREET 2: P O BOX CH 8098 CITY: ZURICH STATE: V8 ZIP: - SC 13D/A 1 y97660csc13dza.txt AMENDMENT NO.2 TO SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-1) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 2) Titan Corp (Name of Issuer) - -------------------------------------------------------------------------------- Common Stock (Title of Class of Securities) - -------------------------------------------------------------------------------- 888266103 (CUSIP NUMBER) - -------------------------------------------------------------------------------- Robert C. Dinerstein, Esq. UBS AG 299 Park Avenue New York, New York 10171 (212) 821-3000 (Name, address and telephone number of person authorized to receive notices and communications) - -------------------------------------------------------------------------------- May 17, 2004 (Date of Event That Requires Filing of this Statement) - -------------------------------------------------------------------------------- If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box. / / * Note that this Amendment No. 2 is being filed to correct information contained in Amendment No. 1. UBS AG owns less than 5% of the shares of Common Stock of Titan Corp. See information contained herein. 1 - -------------------------------------------------------------------------------- 1 Name of Reporting Person UBS AG - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group a / / b / / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 Source of Funds - -------------------------------------------------------------------------------- 5 Check box if disclosure of legal proceedings is required pursuant to Item 2(d) or 2(e) / / - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Switzerland - -------------------------------------------------------------------------------- Number of Shares Beneficially Owned by Each Reporting Person With: 7. Sole Voting Power: 0 8. Shared Voting Power: below 5% 9. Sole Dispositive Power: 0 10. Shared Dispositive Power: below 5% - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person below 5% - -------------------------------------------------------------------------------- 12 Check if the Aggregate Amount in Row (11) Excludes Certain Shares / / - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) below 5% - -------------------------------------------------------------------------------- 14 Type of Reporting Person BK - -------------------------------------------------------------------------------- 2 Item 1. Security and Issuer Common Stock Titan Corp 3033 Science Park Rd. San Diego, CA 92121 - -------------------------------------------------------------------------------- Item 2. Identity and Background UBS AG Principal business: UBS AG is a major international banking and financial firm. UBS AG's principal business office is located at: Bahnhofstrasse 45 CH-8021, Zurich, Switzerland UBS AG has not, during the last five years, been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors). UBS AG was not, during the last five years, a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. - -------------------------------------------------------------------------------- Item 3. Source and Amount of Funds or Other Consideration The source of funds for the purchases of the Common Stock (as defined above in Item 1) was working capital of UBS AG and the affiliates that purchased the subject securities. - -------------------------------------------------------------------------------- Item 4. Purpose of Transaction UBS AG has liquidated a portion of its position in the Issuer's Common Stock sufficient to bring its holdings to below 5%. Except as otherwise described herein, none of the reporting persons has any plans or proposals relating to or which would result in any of the transactions described in Items 4(a) - (j) of Schedule 13D. - -------------------------------------------------------------------------------- Item 5. Interest in Securities of the Issuer As of the date of the event requiring the filing of this schedule, UBS AG beneficially owns less than 5% of the shares of Common Stock of the Issuer. - -------------------------------------------------------------------------------- Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer To the best knowledge of UBS AG, no contracts, arrangements, understandings or relationships (legal or otherwise) exist UBS AG and any other person with respect to the securities of the Issuer. - -------------------------------------------------------------------------------- Item 7. Material to be Filed as Exhibits None 3 SIGNATURES After reasonable inquiry and to the best of the knowledge and belief of the undersigned, the undersigned certifies that the information set forth in this statement is true, complete and correct. UBS AG By: /s/ Robert C. Dinerstein Robert C. Dinerstein Managing Director By: /s/ Per Dyrvik Per Dyrvik Managing Director Date: May 19, 2004 4 -----END PRIVACY-ENHANCED MESSAGE-----